Risk-Management on Luke Littlehttps://lukelittle.com/tags/risk-management/Recent content in Risk-Management on Luke LittleHugo -- 0.155.3enMon, 16 Feb 2026 09:00:00 -0500Real-Time Margin and Stress Monitoring (FINRA Rule 4210)https://lukelittle.com/posts/2026/02/real-time-margin-and-stress-monitoring-finra-rule-4210/Mon, 16 Feb 2026 09:00:00 -0500https://lukelittle.com/posts/2026/02/real-time-margin-and-stress-monitoring-finra-rule-4210/A deep dive into building streaming architectures for financial risk management based on FINRA Rule 4210 and TIMS methodologyDesigning Pre-Trade Risk Controls on AWS (SEC Rule 15c3-5)https://lukelittle.com/posts/2026/02/designing-pre-trade-risk-controls-on-aws-sec-rule-15c3-5/Sat, 14 Feb 2026 09:00:00 -0500https://lukelittle.com/posts/2026/02/designing-pre-trade-risk-controls-on-aws-sec-rule-15c3-5/How to implement real-time trading risk controls using Apache Kafka and Spark to meet SEC Rule 15c3-5 requirements, with lessons from the Knight Capital incident